Finance

Comprehensive solution for banks, insurance companies, and financial institutions facing demanding regulatory requirements in operational resilience and cybersecurity.
Strict requirements for the operational resilience of financial systems
Need to comply with multiple regulations simultaneously (DORA, NIS2, ZoKB)
High risk of financial penalties for non-compliance
Comprehensive management of supply chains and ICT services
Requirements for continuous monitoring and reporting
Securing financial systems against sophisticated cyberattacks

Relevant regulations

Legislation of the Czech Republic

ZoKB

Cybersecurity Act

National cybersecurity legislation with requirements for financial sector organizations.
Cybersecurity

NIS2

Cybersecurity Directive

A directive setting out cybersecurity requirements with an emphasis on risk management and incident reporting.
Standards

ISO 37301:2021

Compliance Management System

A standard for compliance management, relevant for organizations with high compliance requirements.
Standards

ISO 37001

Anti-Bribery Management System

Standard for the prevention of corruption and bribery in financial institutions.
Standards

ISO 27001

Environmental Management System

An international standard for managing information security, often demanded in the financial sector.
Financials

DORA

Regulation on the Digital Operational Resilience of the Financial Sector

A European regulation setting out requirements for the digital operational resilience of the financial sector, relevant for banks and insurance companies.

How Regfor helps

  • Analyst

    Interpretace požadavků DORA, NIS2 a dalších regulací s ohledem na specifika finančního sektoru.

  • Architect

    Systematické plánování a sledování implementace nápravných opatření podle regulatorních požadavků.

  • Watchdog

    Nepřetržité sledování dodržování požadavků napříč organizačními jednotkami a pobočkami.

  • Investigator

    Detailní prověřování dodavatelů ICT služeb s důrazem na řízení rizik třetích stran.

  • Riskman

    Komplexní řízení rizik včetně hodnocení kritických funkcí a závislostí na dodavatelích.

  • Data Vault

    Bezpečné úložiště pro auditovatelnou dokumentaci procesů a opatření připravené pro kontroly.

Use case

A financial services provider with branches across various countries in the CEE region (Central and Eastern Europe) utilizes regfor for centralized compliance management across the entire group.

Individual branches have their own access to the system to manage their documentation and processes, while the central team maintains a comprehensive overview of the compliance status throughout the group. The platform enables effective collaboration between security teams, compliance officers, IT departments, and the management of individual branches.

Changes in legislation or internal standards can be applied consistently across the whole group, providing a clear overview of the implementation status within each entity.

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